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US Federal Agencies Invite Comment On Proposed Rule to Prohibit...

Six federal agencies are inviting public comment on a proposed rule to prohibit incentive-based compensation arrangements that encourage inappropriate risks at covered financial institutions. The...

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Capital Markets Veteran Guy Haselmann Joins OpenDoor Trading

OpenDoor Trading, a platform designed to restore Off-The-Run Treasury (OFTR’s) and TIPS liquidity, has appointed Guy Haselmann as Managing Director. Mr. Haselmann will be responsible for sourcing and...

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U.S. Department Of The Treasury: Statement On Trade Reporting In The U.S....

The U.S. Department of the Treasury and the Securities and Exchange Commission  today announced that they are working together to explore efficient and effective means of collecting U.S. Treasury cash...

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SEC: Statement On Trade Reporting In The U.S. Treasury Market

The U.S. Department of the Treasury and the Securities and Exchange Commission today announced that they are working together to explore efficient and effective means of collecting U.S. Treasury cash...

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Leader Self-Awareness: Do You Understand Signals You Are Sending?

I continue to be amazed by the extent to which many leaders fail to recognize the signals that they are sending through their actions.   Consider the following situation.   A leader gives a variety of...

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Treasury International Capital Data For March

The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for March 2016. The next release, which will report on data for April 2016, is scheduled for June 15, 2016....

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The MiG Report - TSX, TSX Venture Exchange

Please click here for the April 2016 MiG Report.   read more...

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Office Of The Comptroller Of The Currency Names Bryan Hubbard Deputy...

Comptroller of the Currency Thomas J. Curry announced today the selection of Bryan Hubbard as Deputy Comptroller for Public Affairs. Mr. Hubbard succeeds Robert M. Garsson, who is retiring on May...

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Learning zero-cost portfolio selection with pattern matching....

We consider and extend the adversarial agent-based learning approach of Gy{\"o}rfi {\it et al} to the situation of zero-cost portfolio selection implemented with a quadratic approximation derived from...

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On the Optimal Dividend Problem in the Dual Model with Surplus-Dependent...

This paper concerns the dual risk model, dual to the risk model for insurance applications, where premiums are surplus-dependent. In such a model premiums are regarded as costs, while claims refer to...

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Knight--Walras Equilibria. (arXiv:1605.04385v1 [q-fin.EC])

Knightian uncertainty leads naturally to nonlinear expectations. We introduce a corresponding equilibrium concept with sublinear prices and establish their existence. In general, such equilibria lead...

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Dalian Commodity Exchange: Notice On Adjusting The Trading Fees Of Soybean...

It is decided upon discussion that starting from the trading on May 16, 2016 (the after-hours trading on the evening of May 13):   1. The intra-day trading fees for the same contract of the Soybean...

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Japan Exchange Group: Addition Of Candidate For Director

Japan Exchange Group, Inc. (JPX) has nominated anadditional candidate for director. JPX will put forth the director candidates for approvalat the annual general shareholders meeting to be held on June...

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ASIC Accepts Enforceable Undertaking From HSBC Bank Australia Following...

ASIC has accepted an enforceable undertaking (EU) from HSBC Bank Australia Ltd (HSBC) that requires HSBC to review and remediate clients who received potentially deficient advice on retail structured...

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Colt Adds New Asian Market Data Feeds To Global Offering - Continued...

Colt announced today the expansion of its Asia coverage by adding three new data feeds to its low-latency MarketPrizm Market Data service:read more...

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How brokers can optimally plot against traders. (arXiv:1605.04949v1 [q-fin.TR])

Traders buy and sell financial instruments in hopes of making profit, and brokers are responsible for the transaction. Some brokers, known as market-makers, take the position opposite to the trader's....

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Quantum theory of securities price formation in financial markets....

We develop a theory of securities price formation and dynamics based on quantum approach and without presuming any similarities with quantum mechanics. Disorder introduced by trading environment leads...

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Extended nonlinear feedback model for describing episodes of high inflation....

An extension of the nonlinear feedback (NLF) formalism to describe regimes of hyper- and high-inflation in economy is proposed in the present work. In the NLF model the consumer price index (CPI)...

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Stochastic Effects in a Discretized Kinetic Model of Economic Exchange....

Linear stochastic models and discretized kinetic theory are two complementary analytical techniques used for the investigation of complex systems of economic interactions. The former employ Langevin...

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Mortgages and Refinancing. (arXiv:1605.04941v1 [q-fin.PR])

In general, homeowners refinance in response to a decrease in interest rates, as their borrowing costs are lowered. However, it is worth investigating the effects of refinancing after taking the...

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